Regulatory Compliance

Baker Tilly TCI's Regulatory Compliance department offers a wide range of services to help clients comply with industry regulations and also streamline their approach to compliance in order to improve performance.

Compliance is very important to all businesses and our team is highly experienced and have the industry knowledge needed to provide assistance in managing regulatory change and continuous compliance.

Services offered include:

  • Independent assessment of regulatory compliance benchmarked against industry best practice
  • Compliance and AML training
  • GAP analysis
  • Business Risk Assessment
  • Client Onboarding
  • Development of AML Policies
  • FATCA and CRS compliance

For more information regarding these and other related services please contact Tamara Bassett at (649) 946-4613 or